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Inquiry , 47, 321–337
Heidegger’s Kantian Idealism Revisited
William Blattner
Georgetown University
I offer a revised interpretation of Heidegger’s ‘ontological idealism’ – his thesis that
being, but not entities, depends on Dasein – as well as its relationship to Kant’s
transcendental idealism. I build from my earlier efforts on this topic by modifying
them and defending my basic line of interpretation against criticisms advanced by
Cerbone, Philipse, and Carman. In essence, my reading of Heidegger goes like this:
what it means to say that ‘being’ depends on Dasein is that the criteria and standards
that determine what it is to be, and hence whether an item (or anything at all) is, are
conceptually interwoven with, and hence conceptually dependent upon, a structure
that could not obtain without Dasein (namely, time). For this reason, to ask whether
entities (e.g., nature) would exist, even if we (Dasein) did not, is either to ask an
empirical question with an obvious negative answer (viz., According to our best
current theories, does everything depend causally upon us?), or to ask a meaningless
question with no answer (viz., If we suspend or discount the standards and criteria
that determine whether anything is, does anything exist?). In short, Heidegger is an
empirical realist, but neither a transcendental idealist nor realist.
I
Does nature depend upon our understanding of it? Could nature be, even if we
were not? Whereas Immanuel Kant’s predecessors in the early modern period
answered this question directly, arguing either that nature does depend on us
(Berkeley, idealism) or that it does not (Locke, realism), Kant suggested that
the question itself is ambiguous.
It is, therefore, solely from the human standpoint that we can speak of space, of
extended things, etc. If we depart from the subjective condition under which alone we
can have outer intuition, namely, liability to be affected by objects, the representation
of space stands for nothing whatsoever. This predicate can be ascribed to things only
in so far as they appear to us, that is, only to objects of sensibility. … Our exposition
therefore establishes the reality , that is, the objective validity, of space in respect of
whatever can be presented to us outwardly as object, but also at the same time the
ideality of space in respect of things when they are considered in themselves through
reason, that is, without regard to the constitution of our sensibility. 1
The question can be asked from one of two standpoints, the human , more
often called empirical , standpoint or the transcendental standpoint, and the
very meaning of the question itself depends upon which standpoint one
occupies, when one asks it. Kant characterizes the two standpoints in terms of
whether the ‘subjective constitution of the senses’ is ‘granted’ or ‘removed’. 2
If we ‘grant’ the subjective constitution of the senses, then nature is objective.
DOI 10.1080/00201740410004160
2004 Taylor & Francis
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322 William Blattner
But if we ‘remove’ the subjective constitution of our senses, nature
‘vanishes’. From the empirical standpoint, which takes the subjective
constitution of the senses for granted, we can distinguish between
objectivities and illusions, and nature is the very paradigm of an objectivity. 3
From the transcendental standpoint, which ‘removes’ or thinks away the
subjective constitution of the senses, we can distinguish between ‘appear-
ances’ and ‘things in themselves’, and nature here falls into the category of
appearance. Nature is thus empirically real and transcendentally ideal.
Martin Heidegger adopts a prima facie similar position in Being and Time .
Of course, only as long as Dasein is , that is, the ontical possibility of the
understanding of being is, “is there” being. If Dasein does not exist, then
“independence” “is” not either, nor “is” the “in itself.” Such a thing is then neither
understandable nor not understandable. Then also intraworldly entities neither are
discoverable, nor can they lie in hiddenness. Then it can be said neither that entities
are, nor that they are not. Nevertheless, it can now be said – as long as the
understanding of being, and thereby the understanding of occurrentness are – that then
entities will continue to be. 4
To the question whether entities will continue to be, even if we (Dasein) cease
to exist, we may develop two different answers, depending upon whether we
are asking the question ‘now’ or ‘then’. If we ask the question ‘now’, while
we do exist, the answer is that entities will continue to exist. But if we ask the
question ‘then’, when we no longer exist, the question has no answer.
Whereas Kant distinguishes the empirical and transcendental standpoints in
terms of whether the subjective constitution of the senses is granted or
removed, Heidegger distinguishes his ‘now’ and ‘then’ in terms of whether
our understanding of being exists. In both cases the distinction between the
two standpoints is stated in terms of whether a certain set of conditions on
representation or understanding (the subjective constitution of sensibility or
the understanding of being) are granted or removed, acknowledged or
ignored. This is to say that there is a rough analogy between Kant’s two
standpoints and Heidegger’s. 5
Heidegger does not, however, adopt Kant’s transcendental idealism.
Whereas Kant argues that if the subjective constitution of the senses in
general is not granted, then nature cannot exist, Heidegger argues that nature
neither does nor does not exist , if the understanding of being is not granted.
This implies that for Heidegger nature is neither appearance nor thing in
itself, because it neither does nor does not exist in the absence of subjective
conditions. Indeed, Heidegger draws this anti-transcendental-idealist conclu-
sion explicitly in his 1928 lectures on Kant, where he asserts that the very
concept of the thing in itself is bankrupt:
The concept of the thing in itself falls along with the presupposition of an absolute
intuition that produces things in the first place, that is, along with the presupposition of
Heidegger’s Kantian Idealism Revisited 323
the conception of being in the sense of being occurrent by having been produced,
which derives from ancient ontology. 6
That is, Heidegger attributes the concept of the thing in itself to residual
elements of pre-Critical metaphysics in Kant’s thinking, elements that should
be expunged in a purification of Kant’s remodeling of modern philosophy.
In what follows I want to explore the relationship between Kant’s and
Heidegger’s attitudes toward idealism and realism. In doing so, I will be
restating and modifying somewhat earlier versions of my interpretation of the
relationship. 7 Along the way I will respond to criticisms of my earlier views
advanced by David Cerbone, Herman Philipse, and Taylor Carman. 8
Responding to these criticisms will allow me to clarify and refine my earlier
position.
II
What are Kant’s two standpoints, the empirical and the transcendental? (For
technical reasons to be developed below, I will henceforth call Kant’s
transcendental standpoint the ‘transempirical’ standpoint.) In order to explain
these standpoints and how they differ, we must first explore the notion of
transcendental conditions in terms of which they are framed. Kant’s decisive
insight in The Critique of Pure Reason is that the human power of
representation is governed by a set of a priori conditions. Kant analyzes these
conditions into two sets, conditions governing sensibility (or our capacity to
be affected by objects passively, in sensation and introspection) and
conditions governing conceptualization or the understanding. Sensibility is
governed by space and time, which is to say that we are only able to
experience objects sensibly as spatial and temporal. (Space is a condition on
our power to sense objects as distinct from us, i.e., ‘outwardly’, whereas time
is a condition on our power to sense any objects whatsoever, i.e., both
outwardly and ‘inwardly’.) Understanding is governed by the twelve
categories of the pure understanding, which together make up a conception
of objectivity. 9 Among the twelve categories, tradition has focused most
closely on those of substantiality and causality. According to Kant, any object
must be represented either as a substance (an unchanging substrate of change)
or as a property (a changing state of an unchanging substrate), and all changes
in the field of experience must conform to universal laws of necessary change
in time (causal laws). The net result of all these conditions is a conception of
objectivity, according to which objects are causally interacting substances in
space and/or time.
Once we have identified these conditions on representability, we can ask
whether things, when conceived in accordance with these conditions, depend
on the human mind. The answer is, of course, that mostly they do not. Some
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states do depend on the mind: psychological states do. But ordinary spatio-
temporal objects do not. Right now, as I look out of the window of my study, I
see a house finch at my bird feeder. Neither the feeder nor the finch depends
on me or my mind; in fact, neither depends on the existence of human beings
at all. All human beings could simultaneously cease to exist right now, and
the finch and the feeder would persist. In order to assert in this way the
independence of the finch and feeder from my mind, I have to assume a set of
causal facts about the world: although my psychological states are sustained
in existence by the operation of my mind, and therefore depend upon my
mind, neither the finch nor the feeder are thus sustained. They are causally
independent of me, indeed, of us. We thus see that if we take for granted our
basic conception of objectivity, the world is mostly independent of us.
Kant’s identification of these a priori conditions on representability also
opens up the possibility that we can ask how things are, independently of the a
priori conditions. That is, if we do not take our conception of objectivity for
granted, how is it with the world? Kant’s transcendental idealism declares that
if we suspend the conditions on representation, the objects represented in our
ordinary and scientific understanding of the world cannot exist. That is, these
objects exist, only as long or in so far as the a priori conditions are granted. If
those conditions are ‘removed’ in some way, then the objects are too.
What exactly do we have in mind in talking about ‘suspending’ or
‘removing’ the subjective conditions on representation? We may, for the sake
of simplicity, focus our attention down to a single subjective condition, time.
According to Kant, time is a condition on sensibility that governs both the
‘outer’ intuition of objects experienced as distinct from us and the ‘inner’
intuition of our own states. 10 Time is, thus, a universal condition on
sensibility. Further, the conditions on understanding, the twelve categories,
are all couched in temporal terms: causality is necessary succession in time ,
substantiality is necessary persistence through change . We can, thus, think of
the condition of time as the ‘master’ condition, the most basic condition that
underlies all others. So, we may restate our inquiry thus: What would it mean
for time not to be granted?
Time is ‘granted’, in so far as things are considered as ordered temporally.
Time is ‘removed’, in so far as things are considered as not ordered
temporally. As an analogy, consider a baseball team. A baseball team (in the
abstract) is a system of positions, player roles, that can be occupied by a wide
range of particular people. We can consider these people in so far as they
constitute a baseball team, or we may consider them independently of their
roles on the team. If we imagine the institution of baseball to vanish, then
there would be no first basemen, second basemen, etc. There would be no
tokens of any of the types defined in terms of baseball. There would be no
double plays, no extra inning games, and so on. Similarly, since our very
conception of objectivity is spelled out in terms of temporal features of
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objects, if we think away time, there are no temporal sequences, no instances
of endurance or change, no causal sequences, hence no objects. In the absence
of time, objects do not exist.
We have seen so far that time is a condition on the representability of
objects. Absent time, there are no objects. This does not imply, however, that
time is a subjective condition on representability. Why does Kant describe
time as a subjective condition? Kant argues in the Transcendental Aesthetic
that time is a system of relations that exists only in so far as it is represented
by us. Time cannot be ‘a determination or order inhering in things
themselves’, because such objective orders cannot ‘precede the objects as
their condition, and be known and intuited a priori by means of synthetic
propositions’. 11 Kant’s argument is notoriously difficult and almost certainly
unsound. I do not want to wade into it for its own sake. For our purposes
it is sufficient to note that Kant believes he has in his possession an argument
that time can only be a feature of objects that we impose upon experience,
rather than a determination or order that characterizes objects in them-
selves. We represent objects temporally, but they are not in themselves
temporal.
We can, thus, see that our non-existence would ‘suspend’ or ‘remove’ the
conditions on representation. Because time exists only as an order imposed on
objects by us, neither it, nor any determinations defined in terms of it, subsist
when we do not. Therefore, our initial way of distinguishing the empirical and
transempirical standpoints – the empirical standpoint takes the conditions on
representation for granted and asks its questions in terms of those conditions,
whereas the transempirical standpoint removes these conditions – may be
reduced to a simpler formulation: the empirical standpoint takes our existence
for granted, whereas the transempirical asks how things are independently of
whether we exist.
And so we can see how, in one sense, nature does not depend upon the
human mind, while in another sense, it does. If we stipulate the subjective
conditions on representability, thereby granting time, substantiality, and
causality, we can find no reason to assert the dependence of nature on the
human mind. Quite the opposite, in fact. But if we suspend the a priori
conditions on representability, we think away time, and therefore objects in
time as well. The result is that from this standpoint, nature does depend on the
human mind. Kant’s way of expressing his conclusion is to say that time and
objects in time are empirically real, yet transcendentally ideal.
III
Heidegger’s innovation, according to me, is to embrace some of the basic
elements of Kant’s analysis, but to reject the transcendental idealism that
Kant thinks his analysis implies. That is, Heidegger accepts the empirical
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