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"Scanning Force Microscopy". In: Encyclopedia of Polymer Science and Technology
SCANNING FORCE
MICROSCOPY
Introduction
Synthetic polymers, as well as biopolymers, exhibit a rich and very complex struc-
tural and morphological hierarchy on multiple length scales, spanning the size
range from monomer residue units comprising the polymer chains to higher order
micro- or macroscale structures, such as fibers or spherulites. Since the perfor-
mance of polymeric materials is intimately related to this hierarchy, the struc-
tural and morphological analysis of polymers has played a central role in polymer
science and technology. With the continual striving toward the mesoscopic and
nanoscopic size regime in modern technology, high resolution analysis tools gain
increasing importance.
Following the Nobel prize winning invention of the scanning tunneling mi-
croscope (STM) (1,2), the well-developed and established family of microscopy
techniques in the field of polymer science, such as polarized optical microscopy
(OM) (3) and various electron microscopies (4), was enriched by a range of newly
developed scanning proximity probe microscopy techniques in the late 1980s (5).
Among these techniques, scanning force microscopy (SFM) in particular has suc-
cessfully complemented the traditional techniques for studying simultaneously
polymer morphology and surface properties.
Compared to STM, which is inherently limited to conducting samples or ul-
trathin samples on conducting substrates, SFM is generally applicable to a much
broader range of materials, including insulators, such as polymers. SFM, which
includes the originally developed atomic force microscopy (AFM) (5), can be con-
sidered to be a unique technique in the sense that it yields topographical informa-
tion in 3-D with, in the optimized case, (sub-)nanometer spatial resolution over
lateral length scales of
>
100
m to nanometers. In addition, material-specific
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Encyclopedia of Polymer Science and Technology. Copyright John Wiley & Sons, Inc. All rights reserved.
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700 SCANNING FORCE MICROSCOPY
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contrast can also be obtained based on, eg, adhesion, friction, or elasticity dif-
ferences, thus enabling high resolution mapping of composition in heterogeneous
systems.
It is clear that SFM has been quickly established as an important research
tool in academia in the field of polymers; at the same time its huge potential
has been realized in industry, where it finds increasing application in research
and development laboratories. The range of applications reaches from unrav-
eling structure–property relationships, as well as long-standing, unresolved is-
sues, such as polymer crystallization, polymer morphology and its relation to
processing and mechanical properties, to the analysis of novel polymer archi-
tectures and substrate-supported assemblies. It includes studies of the behav-
ior of macromolecules in confinement, compositional mapping for applications
in the biomedical sector, as well as in polymer surface modification and eluci-
dation of failure mechanisms, and more recently real-time studies of dynamic
processes at the relevant length scale. In addition to a still needed standardiza-
tion and definition of protocols in the industrial environment, the development
and improvement of new SFM modes, in particular local thermal analysis (6) and
chemically sensitive imaging (7), pose challenges for the near future. The impact
of SFM can undoubtedly be expected to further grow for polymer science and
technology.
Considering the rapid increase in the number of SFM-related publications
in the field of polymers, it is necessary to focus on key areas and make a narrow
selection of the discussed material. The author would like to offer his apologies
to those authors who consider possible omissions as negligence by the author.
Whenever possible and appropriate, references to the many excellent reviews on
particular topics have been included.
In this contribution, the basic concepts and modes of SFM, as well as some
rudimentary theory, are introduced and only briefly reviewed in order to provide
a self-supporting basis for the discussion of selected areas of application of SFM
on polymers. The study of the morphology and hierarchical ordering of polymers
by SFM is reviewed, starting from the visualization of single macromolecules,
chain packing, and surface crystal structures. The imaging of lamellar crystals,
hedrites, and spherulites by SFM approaches is discussed, followed by investiga-
tions on effects of deformation and processing, as well as studies on morphology
of latex particles and fibers. A second central section is devoted to the mapping
of surface properties and composition via the spatially resolved measurement of
forces and surface mechanical properties. Finally, structure development and dy-
namic processes, including polymer crystallization, followed in real-time by SFM
are discussed.
Within the numerous proximal probe techniques developed in the years fol-
lowing the breakthrough inventions of the STM (1) and AFM (5), scanning force
microscopy (8) represents a family of scanning probe techniques that rely in their
contrast mechanism on various forces between probe tip and sample (9–12) (see
A TOMIC F ORCE M ICROSCOPY ). In order to provide a basis for an understanding
and appreciation of the SFM work on polymers (13–18), as presented in this re-
view, the basic principles of SFM, as well as selected imaging modes, are briefly
discussed.
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SCANNING FORCE MICROSCOPY 701
SFM and Its Imaging Modes
m
and the mesoscopic and nanoscopic size regime. In most of the SFM modes, topog-
raphy and additional properties can be probed simultaneously, which allows one
to make important correlations of structure and local physical properties. Compli-
cated sample preparation, such as replication techniques needed for transmission
electron microscopy (TEM), can often be circumvented and experiments can be
carried out in a wide range of media (gas, vacuum, liquids) and experimental
conditions. For other specialized SFM techniques the reader is referred to the
corresponding literature (8–20).
Contact Mode SFM. The different SFM techniques have many basic fea-
tures in common, which will be introduced in this first section on contact mode
SFM. In contact mode SFM a sharp probe tip, which is attached to a cantilever
100
µ
Fig. 1. ( a ) Schematic diagram of contact mode SFM and SEM images of ( b ) V-shaped SFM
cantilevers and ( c ) tip. The basic elements of transducer (piezo positioner), cantilever and
tip assembly, and ultra-sensitive force detection system (optical beam deflection/photodiode
detector) are common for all SFM techniques, while details may differ. Adapted with per-
mission from Ref. 21.
In scanning probe microscopy (SPM), a scanned probe is utilized to collect highly
localized information of sample surface properties via the corresponding physical
quantities. Typically, the proximal probe and the sample specimen are in (near)
contact and the corresponding information is collected, while probe and sample
are mutually displaced laterally by suitable transducers (Fig. 1). The probe mi-
croscopy techniques belonging to the family of SFM discussed below comprise,
among others, contact, intermittent contact, and force modulation modes. These
modes are of central importance to provide information on, eg, topography (quanti-
tative surface profile), composition in heterogeneous systems, elasticity, and other
mechanical properties of polymeric materials on length scales between
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(typical spring constant k of 1.0–0.1 N/m), is brought into contact with the sam-
ple surface (Fig. 1) (21). While the probe is scanned across the sample surface, or
likewise the sample is scanned under this probe, the deflection of the cantilever
is measured.
SFM cantilevers and tips are often made of silicon or silicon nitride; SFM tips
possess radii of curvature at the apex between few and several tens to hundreds
of nanometers (Fig. 1). A piezoelectric transducer is used in order to position the
sample accurately. Depending on the scanner type (piezo tube length and design)
the maximum scan sizes vary between ca 1
0.01 nm. The cantilever de-
flection is typically monitored by an optical beam deflection technique (Fig. 1 a ).
Other possibilities to measure the deflection include STM, piezoresistive, capac-
itance, or interferrometric detection schemes (22). In the optical beam deflection
setup, laser light is reflected off the end of the cantilever and is collected by a
position-sensitive photodiode. For instance, a 4-quadrant photodiode can simulta-
neously measure deflections in vertical (surface normal) and horizontal (lateral)
direction (Fig. 1 a ).
In the so-called constant height mode the deflection of the cantilever is mea-
sured in order to obtain the surface profile or topography of the specimen. The
deflection of the cantilever is a result of the repulsive and attractive interactions
between the atoms of the tip and the atoms of the sample surface. In the more
commonly used constant force mode, a feedback loop holds a preset deflection of
the cantilever constant by adjusting the sample height ( z ). A graphic represen-
tation of the adjustment of specimen height z yields an isoforce surface, which
represents the sample topography. These data correspond to the true profile only
if variations in local sample compliance are negligible (23,24). On the basis of
an accurate calibration, SFM thus becomes an instrument for metrology, which
includes the quantitative determination of surface roughness as well (25).
SFM experiments are often performed in ambient conditions, although the
presence of a contamination layer (typically water) gives rise to sometimes signif-
icant capillary forces (26). In addition to measurements in air, experiments can
be performed in other gases, in liquids, or under (high) vacuum. The problem of
capillary forces can be easily eliminated by performing measurements in liquids
utilizing a liquid cell (27). Contact mode SFM imaging is typically difficult or im-
possible on very rough samples, samples with high adhesion, such as adhesives,
as well as most types of liquids (28). Highly viscous liquids, such as polymer melts,
can be imaged in some cases even with contact mode SFM (see section Structure
Development and Dynamic Processes in Real Time). In addition, the lateral forces
between tip and sample may lead to modification or destruction of delicate polymer
specimens (29,30).
The true lateral resolution for imaging is limited by the shape (aspect ra-
tio) and the radius of curvature of the tip (31–34). Imaging artifacts, which are
inherent to microscopic techniques, are well known and can be identified as such
by systematic variations of relative scan angles, scan velocities (comprising scan
rate and scan size), respective imaging forces, and a thorough tip shape analysis
(35).
The data, in imaging applications most importantly the surface profile or to-
pography (height), can be displayed graphically using a color scale to indicate the
m and several hundred micrometers,
with an accuracy of positioning in the best cases of
µ
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SCANNING FORCE MICROSCOPY 703
height of each point observed. A significant difference between SFM and scanning
electron microscopy (SEM) for imaging surface topography is that SFM provides
a quantitative surface profile with excellent lateral and vertical resolution. In ad-
dition, contact mode SFM has been used to measure both repulsive and attractive
forces between sample and surface with a high accuracy (force spectroscopy), as
well as (lateral) friction forces, as will be discussed in the sections under Normal
Forces and Lateral Forces, respectively.
Intermittent Contact Mode SFM. Intermittent contact mode SFM, also
called tapping mode SFM, has been developed to reduce shear forces (36), which
can cause sample deformation or even destruction of soft samples in contact mode
SFM (for a recent review see Ref. 19). In addition, this mode can be useful to probe
adhesive or surface mechanical properties, and thus achieve contrast between dif-
ferent materials. Intermittent contact mode SFM uses an oscillating cantilever/tip
assembly to minimize contact time and contact forces, and to especially eliminate
shear forces between tip and sample surface. This mode relies on a similar setup
as contact mode SFM. However, in intermittent contact mode (in air) a stiffer
cantilever is used ( k
=
Fig. 2. Schematic of intermittent contact mode SFM: ( a ) cantilever vibrating freely in air
vs ( b ) damped oscillation due to interactions with the surface; ( c ) amplitude vs displacement
dependence showing the steep decrease of the amplitude as function of distance; ( d ) phase
angle shift
φ
20–80 N/m). This cantilever is excited to vibrate near its
resonance frequency by an excitation piezo. Close to a sample surface, the vibra-
tion is damped as a result of tip sample interactions. The original amplitude A 0 is
hence reduced to A , depending sharply on the distance to the surface (Fig. 2 c ). The
between excitation signal and cantilever response owing to interactions of
the tip with the surface.
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