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CHAPTER 59
INTERNAL COMBUSTION ENGINES
Ronald Douglas Matthews
General Motors Foundation Combustion Sciences
and Automotive Research Laboratories
The University of Texas at Austin
Austin, Texas
59.1
TYPES AND PRINCIPLES OF
OPERATION
59.3.1 Experimental
Measurements
1801
1814
59.1.1 Spark Ignition Engines
1 802
59.3.2 Theoretical
Considerations
and Modeling
59.1.2 Compression Ignition
(Diesel) Engines
1808
1816
59.3.3 Engine Comparisons
1820
59.2 FUELSANDKNOCK
1808
59.2.1 Knock in Spark Ignition
Engines
59.4 EMISSIONSANDFUEL
ECONOMY REGULATIONS
1808
1822
59.2.2 Knock in the Diesel
Engine
59.4.1 Light-Duty Vehicles
1822
1810
59.4.2 Heavy-Duty Vehicles
1825
59.2.3 Characteristics of Fuels
1810
59.4.3 Nonhighway Heavy-Duty
Standards
1826
59.3 PERFORMANCEAND
EFFICIENCY
1814
SYMBOLS
1826
An internal combustion engine is a device that operates on an open thermodynamic cycle and is used
to convert the chemical energy of a fuel to rotational mechanical energy. This rotational mechanical
energy is most often used directly to provide motive power through an appropriate drive train, such
as for an automotive application. The rotational mechanical energy may also be used directly to drive
a propeller for marine or aircraft applications. Alternatively, the internal combustion engine may be
coupled to a generator to provide electric power or may be coupled to hydraulic pump or a gas
compressor. It may be noted that the favorable power-to-weight ratio of the internal combustion
engine makes it ideally suited to mobile applications and therefore most internal combustion engines
are manufactured for the motor vehicle, rail, marine, and aircraft industries. The high power-to-weight
ratio of the internal combustion engine is also responsible for its use in other applications where a
lightweight power source is needed, such as for chain saws and lawn mowers.
This chapter is devoted to discussion of the internal combustion engine, including types, principles
of operation, fuels, theory, performance, efficiency, and emissions.
59.1 TYPES AND PRINCIPLES OF OPERATION
This chapter discusses internal combustion engines that have an intermittent combustion process. Gas
turbines, which are internal combustion engines that incorporate a continuous combustion system,
are discussed in a separate chapter.
Internal combustion (IC) engines may be most generally classified by the method used to initiate
combustion as either spark ignition (SI) or compression ignition (CI or diesel) engines. Another
general classification scheme involves whether the rotational mechanical energy is obtained via re-
ciprocating piston motion, as is more common, or directly via the rotational motion of a rotor in a
rotary (Wankel) engine (see Fig. 59.1). The physical principles of a rotary engine are equivalent to
those of a piston engine if the geometric considerations are properly accounted for, so that the
following discussion will focus on the piston engine and the rotary engine will be discussed only
briefly. All of these IC engines include five general processes:
Mechanical Engineers' Handbook, 2nd ed., Edited by Myer Kutz.
ISBN 0-471-13007-9 © 1998 John Wiley & Sons, Inc.
815042755.003.png 815042755.004.png
Fig. 59.1 IC engine configurations: (a) inline 4; (b) V6; (c) rotary (Wankel); (d) horizontal, flat, or
opposed cylinder; (e) opposed piston; (/) radial.
1. An intake process, during which air or a fuel-air mixture is inducted into the combustion
chamber
2. A compression process, during which the air or fuel-air mixture is compressed to higher
temperature, pressure, and density
3. A combustion process, during which the chemical energy of the fuel is converted to thermal
energy of the products of combustion
4. An expansion process, during which a portion of the thermal energy of the working fluid is
converted to mechanical energy
5. An exhaust process, during which most of the products of combustion are expelled from the
combustion chamber
The mechanics of how these five general processes are incorporated in an engine may be used to
more specifically classify different types of internal combustion engines.
59.1.1 Spark Ignition Engines
In SI engines, the combustion process is initiated by a precisely timed discharge of a spark across
an electrode gap in the combustion chamber. Before ignition, the combustible mixture may be either
homogeneous (i.e., the fuel-air mixture ratio may be approximately uniform throughout the com-
bustion chamber) or stratified (i.e., the fuel-air mixture ratio may be more fuel-lean in some regions
of the combustion chamber than in other portions). In all SI engines, except the direct injection
stratified charge (DISC) SI engine, the power output is controlled by controlling the air flow rate
(and thus the volumetric efficiency) through the engine and the fuel-air ratio is approximately con-
stant (and approximately stoichiometric) for almost all operating conditions. The power output of the
DISC engine is controlled by varying the fuel flow rate, and thus the fuel-air ratio is variable while
the volumetric efficiency is approximately constant. The fuel and air are premixed before entering
the combustion chamber in all SI engines except the direct injection SI engine. These various cate-
gories of SI engines are discussed below.
815042755.005.png
Homogeneous Charge Sl Engines
In the homogeneous charge SI engine, a mixture of fuel and air is inducted during the intake process.
Traditionally, the fuel was mixed with the air in the venturi section of a carburetor. More recently,
as more precise control of the fuel-air ratio became desirable, throttle body fuel injection took the
place of carburetors for most automotive applications. Even more recently, intake port fuel injection
has almost entirely replaced throttle body injection. The five processes mentioned above may be
combined in the homogeneous charge SI engine to produce an engine that operates on either a 4-
stroke cycle or on a 2-stroke cycle.
4-Stroke Homogeneous Charge SI Engines. In the more common 4-stroke cycle (see Fig. 59.2),
the first stroke is the movement of the piston from top dead center (TDC—the closest approach of
the piston to the cylinder head, yielding the minimum combustion chamber volume) to bottom dead
center (BDC—when the piston is farthest from the cylinder head, yielding the maximum combustion
chamber volume), during which the intake valve is open and the fresh fuel-air charge is inducted
into the combustion chamber. The second stroke is the compression process, during which the intake
and exhaust valves are both in the closed position and the piston moves from BDC back to TDC.
The compression process is followed by combustion of the fuel-air mixture. Combustion is a rapid
hydrocarbon oxidation process (not an explosion) of finite duration. Because the combustion process
requires a finite, though very short, period of time, the spark is timed to initiate combustion slightly
before the piston reaches TDC to allow the maximum pressure to occur slightly after TDC (peak
pressure should, optimally, occur after TDC to provide a torque arm for the force caused by the high
cylinder pressure). The combustion process is essentially complete shortly after the piston has receded
away from TDC. However, for the purposes of a simple analysis and because combustion is very
rapid, to aid explanation it may be approximated as being instantaneous and occurring while the
piston is motionless at TDC. The third stroke is the expansion process or power stroke, during which
the piston returns to BDC. The fourth stroke is the exhaust process, during which the exhaust valve
is open and the piston proceeds from BDC to TDC and expels the products of combustion. The
exhaust process for a 4-stroke engine is actually composed of two parts, the first of which is blow-
down. When the exhaust valve opens, the cylinder pressure is much higher than the pressure in the
exhaust manifold and this large pressure difference forces much of the exhaust out during what is
called "blowdown" while the piston is almost motionless. Most of the remaining products of com-
bustion are forced out during the exhaust stroke, but an "exhaust residual" is always left in the
combustion chamber and mixes with the fresh charge that is inducted during the subsequent intake
stroke. Once the piston reaches TDC, the intake valve opens and the exhaust valve closes and the
cycle repeats, starting with a new intake stroke.
This explanation of the 4-stroke SI engine processes implied that the valves open or close in-
stantaneously when the piston is either at TDC or BDC, when in fact the valves open and close
relatively slowly. To afford the maximum open area at the appropriate time in each process, the
exhaust valve opens before BDC during expansion, the intake valve closes after BDC during the
compression stroke, and both the intake and exhaust valves are open during the valve overlap period
since the intake valve opens before TDC during the exhaust stroke while the exhaust valve closes
after TDC during the intake stroke. Considerations of valve timing are not necessary for this simple
explanation of the 4-stroke cycle but do have significant effects on performance and efficiency.
Similarly, spark timing will not be discussed in detail but does have significant effects on performance,
fuel economy, and emissions.
The rotary (Wankel) engine is sometimes perceived to operate on the 2-stroke cycle because it
shares several features with 2-stroke SI engines: a complete thermodynamic cycle within a single
revolution of the output shaft (which is called an eccentric shaft rather than a crank shaft) and lack
of intake and exhaust valves and associated valve train. However, unlike a 2-stroke, the rotary has a
true exhaust "stroke" and a true intake "stroke" and operates quite well without boosting the pressure
of the fresh charge above that of the exhaust manifold. That is, the rotary operates on the 4-stroke
cycle.
2-Stroke Homogeneous Charge SI Engines. Alternatively, these five processes may be incor-
porated into a homogeneous charge SI engine that requires only two strokes per cycle (see Fig. 59.3).
All commercially available 2-stroke SI engines are of the homogeneous charge type. That is, any
nonuniformity of the fuel-air ratio within the combustion chamber is unintentional in current 2-stroke
SI engines. The 2-stroke SI engine does not have valves, but rather has intake "transfer" and exhaust
ports that are normally located across from each other near the position of the crown of the piston
when the piston is at BDC. When the piston moves toward TDC, it covers the ports and the com-
pression process begins. As previously discussed, for the ideal SI cycle, combustion may be perceived
to occur instantaneously while the piston is motionless at TDC. The expansion process then occurs
as the high pressure resulting from combustion pushes the piston back toward BDC. As the piston
approaches BDC, the exhaust port is generally uncovered first, followed shortly thereafter by uncov-
ering of the intake transfer port. The high pressure in the combustion chamber relative to that of the
815042755.006.png
(a) (b) (c) (d) fe)
Fig. 59.2 Schematic of processes for 4-stroke Sl piston and rotary engines (for 4-stroke Cl, replace spark plug with fuel injector): (a) intake, (b) compression, (c) spark
ignition and combustion (for Cl, fuel injection, and autoignition), (d) expansion or power stroke, (e) exhaust.
815042755.001.png
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